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- What are other contributions does the IPT receive?
- How are the Contributions used?
- What governs the use of contributions to the IPT?
- How will the IPT use the funds?
- Does a specific jurisdiction "own" or "control" any portion of the funds contributed to the IPT?
- What are the IPT funding criteria?
- What are other contributions does the IPT receive?
- Regulatory Consent Orders and/or Settlement Agreements. Contributions received as a result of a consent order (administrative, civil or criminal actions) or settlement by state, federal or other regulatory or governmental agency.
- Other Contributions. The IPT may also receive contributions from other individuals, entities or foundations.
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- How are the Contributions used?
- All Contributions. Notwithstanding any other terms and conditions that may be imposed, all contributions may be used only for purposes consistent with the IPT's charitable and educational purposes, namely, investor protection, investor education, and promotion of compliance with federal and state securities/commodities laws.
- Other Consent Order or Settlement Contributions. These contributions shall be used only for purposes consistent with the terms of the respective contribution agreement.
- All Other Contributions. In addition to the restrictions and limitations set forth above for all contributions, the use of such contributions must comply with any additional terms and conditions set forth in the contribution agreement.
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- What governs the use of contributions to the IPT?
These contributions are used for investor education. All such procedures and limitations concerning the use of these funds must comply with the IPT funding criteria and the terms and conditions set forth in the contribution agreement.
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- How will the IPT use the funds?
The IPT will use the funds for investor education programs and other programs that comply with the IPT funding criteria and the contribution agreement.
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- Does a specific jurisdiction "own" or "control" any portion of the funds contributed to the IPT?
No, all contributions to the IPT are under its exclusive control and are subject to the IPT funding criteria.
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- What are the IPT funding criteria?
The IPT funding criteria is consistent with the terms, limitations and conditions of the charitable trust requirements of the IPT and the policies adopted by its Trustees. More specific criteria for grants are set forth on the Grant Process page at www.investorprotection.org/wwi/grant_process.html
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